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Course Outline
The basics of Compliance and the Management of Compliance Risk
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Understanding Compliance and the Risk associated with it
- What are important areas?
- Who are the Compliance Officers’ and Money Laundering Reporting Officers’ Stakeholders?
- Understanding and mitigating the risks of non-compliance
Creating and Managing a Compliance Risk Management Framework
- Understanding a Risk-Management Approach
- The impact on the business – positively and negatively – of creating a Risk-Management Approach
Compliance and Corporate Governance
- What is Corporate Governance?
- How does it interact with Compliance?
- Who are the Stakeholders?
- Corporate Governance principles
- Management Committees
- Codes and Guidelines
- Corporate Governance and Financial Crime Prevention
Compliance Controls and Checks
- What do the Regulators expect?
- Creating a Compliance Monitoring Programme
Other Financial Crime considerations
- Money Laundering and Terrorist Financing – a fresh look
- Fraud
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Data Protection and Information Security
- Personal and Sensitive Information
- Data Protection Policies
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Bribery and Corruption
- UK Bribery Act 2010
- USA Foreign & Corrupt Practices Act
- Other areas for consideration
- Impact of Brexit
- Market Abuse and Insider Dealing
- Sanctions
Financial Crime in International Business, in Offshore Centres and with High-Net-Worth Clients
- Why do financial criminals target International Business, Offshore Centres and High-Net-Worth clients?
- What are the major risks in undertaking this business?
The Future
- Where are today’s Compliance and its Risk Management hotspots…?
21 Hours
Custom Corporate Training
Training solutions designed exclusively for businesses.
- Customized Content: We adapt the syllabus and practical exercises to the real goals and needs of your project.
- Flexible Schedule: Dates and times adapted to your team's agenda.
- Format: Online (live), In-company (at your offices), or Hybrid.
Price per private group, online live training, starting from 4800 € + VAT*
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Testimonials (2)
The trainer was helpful..
Attila - Lifial
Course - Compliance and the Management of Compliance Risk
I genuinely enjoyed the real examples of the trainer.